Summary
Section 4(a)(2) of the Securities Act exempts from registration transactions by an issuer not involving any public offering.
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It is also known as the private placement exemption and allows an issuer to raise an unlimited amount of capital in private transactions from sophisticated investors who are able to fend for themselves.
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Summary
Section 4(a)(2) is also known as the private placement exemption and is the most widely used exemption for securities offerings in the U.S. The exemption allows an issuer to raise an unlimited amount of capital in private transactions from sophisticated investors who are able to fend for themselves.
The Section 4(a)(2) Exemption - Exempt Offerings
securitieslawyer101.com
Section 4(a)(2) Companies rely on this private placement exemption for a wide variety of transactions, including, but not limited to initial sales of equity directly to investors or through financial…
Section 4(a)(2) | Practical Law
westlaw.com
